Event: 2020 Virtual Fall Annual Meeting and Education Conference
Panel Date: Thursday, October 15, 2020
Panel Time: 12:00 PM – 1:00 PM EST
Moderator: Noelle Sproul, Nuveen, LLC
Presenters: Michael K. Renetzky, Locke Lord LLP, John Hunt, Sullivan & Worcester LLP, Jeffrey Hall, Nuveen, LLC
With many insurance companies now utilizing affiliated investment managers, the Third Party Asset Management panel will discuss some key regulatory implications of global expansion in the search for AUM and some key regulatory considerations for affiliated asset managers, particularly related to serving both affiliated and third party clients.
File Attachments:
Session 5 Third Party Asset Management PP
