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Transaction Process Guides
Session 2: Under the Spotlight: Making the Investment Decision
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Session 3: Juggling Exposure: Trends Shaping Reinsurance Markets
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Session 4: Private Credit’s Next Act: Rated Notes and Evolving Structures
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Session 5: Structural Acrobatics: Deep Dive into Securitizations and Structured Finance
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Session 6: Step Right Up: The Future of Fintech and Digital Assets
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Session 7: The Center Ring: The State of the Market
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Session 8: Balancing Strength and Flexibility: Insurance Company Financing
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Session 9: The Final Act: Navigating Ethics in the Age of Artificial Intelligence – Ethics
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Session 1: Hot Topics in AI: Practical Guidance for Institutional Investment Counsel
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Session 2: Changing Landscape & Provision Evolution
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Session 3: Fund Financing: Calling the Right Plays in Fund III
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Session 4: Step Up to the Plate: Winning Strategies in Sports Financing
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Session 5: Beyond the Call: Ethics, Wellness & High-Stakes Decision Making with Tim Donaghy – Ethics
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Session 6: Lifting the Curtain on Key Technical Processes: Closing, Funding, and Valuation
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Session 7: Set, Spike, Analyze: A Market & Economic Update
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Session 8: Role of Administrative Agent & Its Counsel
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Session 9: Professional Responsibility Pentathlon – Ethics
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Session 1: Emerging Market Spotlight: Latin American Financings (Fall 2025)
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Session 5: Emerging Issue Spotlight: Affiliated Holder Considerations (Fall 2025)
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Session 9: Ethical Challenges of Rapidly Changing AI Applications in the Practice of Law (Fall 2025)
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Session 1: Rated Debt Credit Investing (Spring 2025)
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Session 5: Ethics of Negotiation – Rules, Principles, and Allegiances (Spring 2025)
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Session 9: Secondary Trades of Private Placements (Spring 2025)
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Session 2: A Showcase in Securing the Future: Global Innovations in Combatting Wire Fraud – Ethics (Fall 2024)
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Session 6: The Great (Rental) Space Race: CTLs, Data Centers, and Similar Structures (Fall 2024)
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Session 5: Covenants 101 (Spring 2024)
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December 2020 CLE Event – Best Practices for Active Private Fund Investors (Archive)
Date: Thursday, December 3, 2020 – 3:00pm to 4:00pm (Eastern) Venue/Location: Boston – WEBINAR, Boston, MA 02109 Course Description: Join us for an exciting panel discussion designed especially for private investment fund investors. This panel will address: key fund agreement terms to negotiate side letter agreement dos and don’ts important considerations when serving as […]
Session 2: Amendments (Spring 2023)
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Session 7: Elements of a Good Issues Memo (Spring 2023)
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Session 2: Structured Private Placements: Overview and Practical Insights (Fall 2022)
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Session 7: Alternative Ways to Source Investments (Fall 2022)
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Session 8: Return to the Bare Necessities of the Private Placement Market (Spring 2022)
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Session 3: Top NPA Pitfalls with Regulatory Update (Spring 2019)
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Session 6: Amendments – What’s the Protocol (Fall 2018)
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New Closing Checklist Item for Private Placement Securities with Private Ratings Letters
Resource type: Transaction Process & Guides File attachments: New Closing Checklist Item for Private Placement Securities with Private Ratings Letters [/memberonly]
Session 2: Private Equity – Mezzanine Part I: Issuer Identity Structure, Financial Analysis and Deal Documentation (Spring 2018)
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Session 5: Private Equity – Mezzanine Part II: Private Equity Investments and Acquisition Financing (Spring 2018)
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Session 6: Make Whole: Reflections From the Front Lines – War Painted (Fall 2017)
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Session 7: Circle Process and Issues Memo Best Practices (Fall 2016)
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Session 5: Letters Of Intent – Traps For The Unwary Lender (Spring 2016)
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Session 4: REITS; Cookson Clause; Vessel Finance (Fall 2015)
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Session 3: Covenants 101 (Spring 2015)
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Session 4: Intro to Credit Tenant Leases and Equipment Leverage (Spring 2015)
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Session 5: Unitranche and Bank Loans (Spring 2015)
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PPIA Materials
The Private Placement Investors Association is seeking comment on three documents, each of which was introduced and discussed at the ACIC Spring Forum. Attached is a PDF containing each of the below documents: For Amendment Waiver Best Practices, please contact: R. Edward Ferguson Managing Director Private Capital Investors, NY Life robert_ferguson@nylinvestors.com Office: (212) 576-3908 For Due Diligence […]
Guide: The Amendment Process (with forms)
TRANSACTION PROCESS MANAGEMENT COMMITTEE The ACIC Transaction Process Management Committee (the “Committee”) was originally formed to develop enhancement proposals for industry consideration which would serve to increase the efficiency of the private placement process. In January 1995 the Committee published its Private Placement Process Enhancements brochure which includes numerous enhancement recommendations for use in the […]
Guides: Due Diligence Process
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Private Placement Process Enhancements
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Term Sheet Checklist For Unsecured Debt Transactions
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Financial Covenants Reference Manual
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